Personnel Hong Kong SFC License Details (ID 119089)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2010-07-26	2011-04-08
ICAP Equities Asia Limited	Rep	Dealing in securities	2009-07-22	2010-04-29
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2006-07-20	2008-02-18