Personnel Hong Kong SFC License Details (ID 119148)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on futures contracts	2006-07-24	2007-05-07
	Rep	Dealing in securities	2006-07-24	2008-09-30
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Advising on securities	2006-07-24	2007-05-07
	Rep	Dealing in securities	2006-07-24	2008-09-30
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	2006-07-24	2007-05-07
	Rep	Dealing in futures contracts	2006-07-24	2008-09-30