Personnel Hong Kong SFC License Details (ID 119154)

Personnel Hong Kong SFC License Details (ID 119154)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2009-09-30	2010-03-31
	Rep	Dealing in securities	2009-09-07	2010-03-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2009-09-07	2010-03-31
CITIGROUP PROPERTY INVESTORS ASIA LIMITED	Rep	Advising on securities	2008-09-01	2009-09-01
	Rep	Asset management	2008-09-01	2009-09-01
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2006-08-02	2007-09-27
	Rep	Dealing in securities	2006-08-02	2007-09-27