Personnel Hong Kong SFC License Details (ID 119177)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fiduciary Securities Limited	RO	Asset management	2026-01-02	-
	RO	Advising on securities	2025-06-27	-
	RO	Dealing in securities	2025-06-27	-
	Rep	Advising on securities	2025-06-19	2025-06-27
AVANTA INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2024-05-06	2025-06-16
	Rep	Asset management	2024-05-06	2025-06-16
Moonfare Asia Limited	RO	Dealing in securities	2021-04-09	2024-02-29
JMC Capital HK Limited	Rep	Dealing in securities	2020-07-22	2021-01-31
JMC Capital International Limited	Rep	Advising on futures contracts	2020-07-22	2021-01-31
	Rep	Dealing in futures contracts	2020-07-22	2021-01-31
JMC Capital HK Limited	RO	Advising on securities	2020-03-23	2021-01-31
	RO	Asset management	2020-03-23	2021-01-31
	Rep	Advising on securities	2019-12-18	2020-03-23
	Rep	Asset management	2019-12-18	2020-03-23
AVANTA INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2019-01-22	2019-11-30
	RO	Asset management	2019-01-22	2019-11-30
	Rep	Advising on securities	2018-11-02	2019-01-22
	Rep	Asset management	2018-11-02	2019-01-22
VMS Securities Limited	RO	Asset management	2012-10-29	2018-01-19
	Rep	Asset management	2012-09-03	2012-10-29
	Rep	Advising on securities	2012-09-03	2015-10-13
	Rep	Dealing in securities	2012-09-03	2015-10-13
RAYS Capital Partners Limited	Rep	Advising on securities	2011-12-29	2012-04-12
	RO	Asset management	2011-12-29	2012-04-12
GF Asset Management (Hong Kong) Limited	RO	Asset management	2011-05-06	2011-06-18
AP Asset Management (HK) Limited	Rep	Asset management	2007-11-12	2010-07-01
PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED	Rep	Asset management	2007-01-12	2007-09-14