Man, Elton Kong Yui 文剛銳

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GLOBAL MASTERMIND FUTURES LIMITED	RO	Dealing in futures contracts	2018-05-08	2020-04-01
GLOBAL MASTERMIND ASSET MANAGEMENT LIMITED	RO	Asset management	2017-08-25	2020-04-01
GLOBAL MASTERMIND SECURITIES LIMITED	RO	Advising on securities	2017-08-25	2020-04-01
	RO	Dealing in securities	2017-08-25	2020-04-01
Hao Tian Asset Management Limited	RO	Asset management	2016-12-09	2017-06-15
Hao Tian International Securities Limited	RO	Dealing in securities	2016-11-23	2017-06-15
BMI FUNDS MANAGEMENT LIMITED	RO	Dealing in securities	2011-10-28	2016-03-01
	RO	Advising on securities	2011-07-11	2016-03-01
	RO	Asset management	2011-07-11	2016-03-01
BMI Securities Limited	RO	Dealing in securities	2011-03-14	2016-03-01
South China Forex Limited	RO	Leveraged foreign exchange trading	2010-06-21	2011-01-16
313 CAPITAL MANAGEMENT LIMITED 313	RO	Asset management	2009-08-28	2011-01-16
SOUTH CHINA RESEARCH LIMITED	RO	Advising on securities	2009-08-28	2011-01-16
SOUTH CHINA SECURITIES LIMITED	RO	Dealing in securities	2009-08-28	2011-01-16
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Asset management	2009-07-20	2009-08-28
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2009-07-20	2009-08-28
AVIA ASSET MANAGEMENT LIMITED	RO	Advising on securities	2009-03-05	2009-06-30
	RO	Asset management	2009-03-05	2009-06-30
	Rep	Advising on securities	2009-01-20	2009-03-05
MIDLAND WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2008-11-06	2008-12-20
	Rep	Dealing in securities	2008-11-06	2008-12-20
Axis Capital Management Limited	RO	Asset management	2007-03-06	2008-09-12
CHINA FINANCE HOLDINGS LIMITED	RO	Dealing in securities	2007-03-06	2007-12-31
	RO	Dealing in securities	2006-01-19	2006-10-07
Axis Capital Management Limited	RO	Asset management	2005-10-21	2006-10-07
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2004-02-19	2005-08-01
	Rep	Asset management	2004-02-19	2005-08-01
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2004-02-19	2005-08-01
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on securities	2004-02-19	2005-08-01
	Rep	Asset management	2004-02-19	2005-08-01
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2004-02-19	2005-08-01
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2004-02-19	2005-08-01
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on corporate finance	-	2004-02-19
	RO	Advising on securities	-	2004-02-19
	RO	Asset management	-	2004-02-19
CINDA INTERNATIONAL FUTURES LIMITED	RO	Advising on futures contracts	-	2004-02-19
	RO	Asset management	-	2004-02-19
	RO	Dealing in futures contracts	-	2004-02-19
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	RO	Advising on corporate finance	-	2004-02-19
	RO	Advising on securities	-	2004-02-19
	RO	Asset management	-	2004-02-19
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	RO	Leveraged foreign exchange trading	-	2004-02-19
CINDA INTERNATIONAL SECURITIES LIMITED	RO	Advising on corporate finance	-	2004-02-19
	RO	Advising on securities	-	2004-02-19
	RO	Asset management	-	2004-02-19
	RO	Providing automated trading services	-	2004-02-19
	RO	Dealing in securities	-	2004-02-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.