| GLOBAL MASTERMIND FUTURES LIMITED | RO | Dealing in futures contracts | 2018-05-08 | 2020-04-01 |
| GLOBAL MASTERMIND ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-08-25 | 2020-04-01 |
| GLOBAL MASTERMIND SECURITIES LIMITED | RO | Advising on securities | 2017-08-25 | 2020-04-01 |
| RO | Dealing in securities | 2017-08-25 | 2020-04-01 |
| Hao Tian Asset Management Limited | RO | Asset management | 2016-12-09 | 2017-06-15 |
| Hao Tian International Securities Limited | RO | Dealing in securities | 2016-11-23 | 2017-06-15 |
| BMI FUNDS MANAGEMENT LIMITED | RO | Dealing in securities | 2011-10-28 | 2016-03-01 |
| RO | Advising on securities | 2011-07-11 | 2016-03-01 |
| RO | Asset management | 2011-07-11 | 2016-03-01 |
| BMI Securities Limited | RO | Dealing in securities | 2011-03-14 | 2016-03-01 |
| South China Forex Limited | RO | Leveraged foreign exchange trading | 2010-06-21 | 2011-01-16 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | RO | Asset management | 2009-08-28 | 2011-01-16 |
| SOUTH CHINA RESEARCH LIMITED | RO | Advising on securities | 2009-08-28 | 2011-01-16 |
| SOUTH CHINA SECURITIES LIMITED | RO | Dealing in securities | 2009-08-28 | 2011-01-16 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | Asset management | 2009-07-20 | 2009-08-28 |
| SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2009-07-20 | 2009-08-28 |
| AVIA ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2009-03-05 | 2009-06-30 |
| RO | Asset management | 2009-03-05 | 2009-06-30 |
| Rep | Advising on securities | 2009-01-20 | 2009-03-05 |
| MIDLAND WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2008-11-06 | 2008-12-20 |
| Rep | Dealing in securities | 2008-11-06 | 2008-12-20 |
| Axis Capital Management Limited | RO | Asset management | 2007-03-06 | 2008-09-12 |
| CHINA FINANCE HOLDINGS LIMITED | RO | Dealing in securities | 2007-03-06 | 2007-12-31 |
| RO | Dealing in securities | 2006-01-19 | 2006-10-07 |
| Axis Capital Management Limited | RO | Asset management | 2005-10-21 | 2006-10-07 |
| CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2004-02-19 | 2005-08-01 |
| Rep | Asset management | 2004-02-19 | 2005-08-01 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-19 | 2005-08-01 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2004-02-19 | 2005-08-01 |
| Rep | Asset management | 2004-02-19 | 2005-08-01 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2004-02-19 | 2005-08-01 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-02-19 | 2005-08-01 |
| CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | - | 2004-02-19 |
| RO | Advising on securities | - | 2004-02-19 |
| RO | Asset management | - | 2004-02-19 |
| CINDA INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | - | 2004-02-19 |
| RO | Asset management | - | 2004-02-19 |
| RO | Dealing in futures contracts | - | 2004-02-19 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | RO | Advising on corporate finance | - | 2004-02-19 |
| RO | Advising on securities | - | 2004-02-19 |
| RO | Asset management | - | 2004-02-19 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | RO | Leveraged foreign exchange trading | - | 2004-02-19 |
| CINDA INTERNATIONAL SECURITIES LIMITED | RO | Advising on corporate finance | - | 2004-02-19 |
| RO | Advising on securities | - | 2004-02-19 |
| RO | Asset management | - | 2004-02-19 |
| RO | Providing automated trading services | - | 2004-02-19 |
| RO | Dealing in securities | - | 2004-02-19 |