Personnel Hong Kong SFC License Details (ID 119186)

Personnel Hong Kong SFC License Details (ID 119186)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Dealing in securities	2020-09-28	2025-08-15
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2020-03-23	2025-08-15
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2020-03-23	2020-09-28
	Rep	Advising on securities	2020-03-23	2025-08-15
Mount Kellett Capital (Hong Kong) Limited	Rep	Asset management	2008-12-02	2009-12-14
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-05-15	2008-09-01
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-05-15	2008-09-01
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2006-07-31	2007-03-29
	Rep	Dealing in securities	2006-07-31	2007-03-29