| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-30 | 2009-10-16 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2009-09-30 | 2009-10-16 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-02-22 | 2009-06-05 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-09-21 | 2009-06-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-07-28 | 2009-06-05 |