Personnel Hong Kong SFC License Details (ID 119202)

Personnel Hong Kong SFC License Details (ID 119202)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Providing automated trading services	2013-08-19	2016-12-01
Merrill Lynch (Asia Pacific) Limited	Rep	Providing automated trading services	2013-06-19	2013-09-23
	Rep	Dealing in securities	2012-06-18	2016-12-01
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2012-06-18	2016-12-01
	Rep	Dealing in securities	2012-06-18	2016-12-01
Liquid Capital Markets Hong Kong Limited	Rep	Dealing in futures contracts	2010-05-19	2012-05-30
	Rep	Dealing in securities	2010-05-19	2012-05-30
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2006-10-20	2009-04-30
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2006-07-31	2009-04-30
	Rep	Dealing in securities	2006-07-31	2009-04-30
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2006-07-31	2009-04-30
	Rep	Dealing in futures contracts	2006-07-31	2009-04-30