Personnel Hong Kong SFC License Details (ID 119232)

Personnel Hong Kong SFC License Details (ID 119232)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2014-09-25	2019-01-09
	Rep	Dealing in securities	2014-09-25	2019-01-09
CF GLOBAL (HK) LIMITED	Rep	Dealing in securities	2012-10-16	2014-09-22
Parry International Trading Limited	Rep	Dealing in securities	2011-11-23	2012-10-05
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2009-04-24	2011-06-10
	Rep	Dealing in futures contracts	2009-04-24	2011-06-10
	Rep	Dealing in securities	2007-09-11	2011-06-10
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-09-11	2011-06-10
Cheyne Capital Management (HK) Limited	RO	Asset management	2006-11-07	2007-08-16