Personnel Hong Kong SFC License Details (ID 119234)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2013-04-29	-
	Rep	Dealing in securities	2013-04-29	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2009-12-21	2010-05-05
	Rep	Advising on corporate finance	2008-10-10	2010-05-05
	Rep	Advising on securities	2008-10-10	2010-05-05
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2006-08-02	2008-09-29
	Rep	Advising on securities	2006-08-02	2008-09-29