| OnePlatform Asset Management Limited | Rep | Dealing in securities | 2010-10-20 | 2011-08-24 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-09-17 | 2009-06-16 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2008-09-17 | 2009-06-16 |
| Rep | Dealing in securities | 2008-09-17 | 2009-06-16 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-09-17 | 2009-06-16 |
| Rep | Dealing in securities | 2008-09-17 | 2009-06-16 |
| Newedge Broker Limited | Rep | Dealing in futures contracts | 2008-06-23 | 2009-06-16 |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Advising on futures contracts | 2007-08-13 | 2008-05-23 |
| Rep | Dealing in futures contracts | 2006-09-12 | 2008-05-23 |