Personnel Hong Kong SFC License Details (ID 119259)

Personnel Hong Kong SFC License Details (ID 119259)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-06	2010-04-26
	Rep	Dealing in futures contracts	2008-11-06	2010-04-26
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2008-02-06	2008-11-24
	Rep	Dealing in futures contracts	2008-02-06	2008-11-24
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2006-11-20	2008-02-06
	Rep	Advising on securities	2006-11-20	2008-02-06
	Rep	Dealing in securities	2006-11-20	2010-04-26
	Rep	Advising on corporate finance	2006-08-18	2006-11-18
	Rep	Advising on securities	2006-08-18	2006-11-18
	Rep	Dealing in securities	2006-08-18	2006-11-18