Personnel Hong Kong SFC License Details (ID 119287)

Personnel Hong Kong SFC License Details (ID 119287)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lucky Guosheng Securities Limited	Rep	Advising on securities	2021-11-12	-
	Rep	Asset management	2021-11-12	-
	Rep	Dealing in securities	2021-11-12	-
BOCHK Asset Management Limited	Rep	Asset management	2018-11-30	2019-07-04
	Rep	Advising on securities	2018-10-29	2019-07-04
	Rep	Dealing in securities	2018-10-29	2019-07-04
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2017-11-10	2018-08-14
	Rep	Advising on securities	2017-06-21	2018-08-14
	Rep	Dealing in securities	2017-06-21	2018-08-14
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2006-08-09	2007-04-26