Personnel Hong Kong SFC License Details (ID 119290)

Personnel Hong Kong SFC License Details (ID 119290)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ODYSSEY ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2024-02-21	2024-12-05
	Rep	Asset management	2024-02-21	2024-12-05
	Rep	Dealing in securities	2024-02-21	2024-12-05
	RO	Advising on securities	2022-01-27	2024-02-21
	RO	Asset management	2022-01-27	2024-02-21
	RO	Dealing in securities	2022-01-27	2024-02-21
	Rep	Asset management	2021-02-23	2022-01-27
	Rep	Advising on securities	2019-07-11	2022-01-27
	Rep	Dealing in securities	2019-07-11	2022-01-27
CAIIS Limited	Rep	Advising on securities	2016-06-01	2018-02-01
	Rep	Dealing in securities	2016-06-01	2018-02-01
SARASIN RABO INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2006-08-07	2011-01-31
	Rep	Dealing in securities	2006-08-07	2011-01-31