Personnel Hong Kong SFC License Details (ID 119291)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amherst Pierpont International Limited	Rep	Advising on securities	2009-11-06	2012-09-30
	Rep	Dealing in securities	2009-10-16	2012-09-30
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2008-10-10	2009-09-15
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2006-08-09	2008-09-29