Personnel SFC Licences and HKMA Registrations (ID 119327)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ST. JAMES'S PLACE (HONG KONG) LIMITED	Rep	Advising on securities	2025-08-14	-
	Rep	Asset management	2025-08-14	-
	Rep	Dealing in securities	2025-08-14	-
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2008-08-11	2008-11-10
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Dealing in securities	2006-08-14	2008-11-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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