Personnel Hong Kong SFC License Details (ID 119336)

Personnel Hong Kong SFC License Details (ID 119336)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HashKey Capital Limited	Rep	Advising on securities	2025-02-12	-
	RO	Asset management	2024-04-12	-
Funderstone Asset Management (HK) Limited	RO	Asset management	2017-03-20	2018-12-11
IMPAC ASSET MANAGEMENT (HK) LIMITED	RO	Advising on securities	2014-07-24	2016-06-30
	RO	Asset management	2014-07-24	2016-06-30
Cynosure Asset Management Hong Kong Limited	RO	Advising on securities	2013-12-13	2022-01-04
	RO	Dealing in securities	2013-12-13	2022-01-04
	Rep	Advising on securities	2011-11-08	2013-12-13
	Rep	Dealing in securities	2011-11-08	2013-12-13
	RO	Asset management	2011-11-08	2022-01-04
HSBC STRUCTURED FUNDS (ASIA) LIMITED	RO	Advising on securities	2007-07-19	2008-09-06
	RO	Asset management	2007-07-19	2008-09-06
	Rep	Advising on securities	2006-08-10	2007-07-19
	Rep	Asset management	2006-08-10	2007-07-19