Personnel Hong Kong SFC License Details (ID 11934)

Personnel Hong Kong SFC License Details (ID 11934)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Arta Global Futures Limited	RO	Advising on futures contracts	-	2004-11-19
	RO	Asset management	-	2004-11-19
	RO	Dealing in futures contracts	-	2005-03-16
Oshidori Securities Limited	RO	Advising on corporate finance	-	2004-12-21
	RO	Advising on securities	-	2004-12-21
	RO	Asset management	-	2004-12-21
	RO	Dealing in securities	-	2005-03-16
SEEKERS MARKETS LIMITED	RO	Advising on corporate finance	-	2004-11-19
	RO	Advising on securities	-	2004-11-19
	RO	Asset management	-	2004-11-19
	RO	Dealing in securities	-	2005-03-16