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Thomson, Paul Richard Hong Kong SFC License Details (ID 119341)
Thomson, Paul Richard
SFC ID:
ANU165
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Dealing in futures contracts
2006-09-04
2006-12-03
Rep
Dealing in securities
2006-09-04
2006-12-03