Personnel SFC Licences and HKMA Registrations (ID 119362)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Alvarez & Marsal Corporate Finance Limited	Rep	Advising on corporate finance	2025-04-28	-
	Rep	Advising on securities	2025-04-28	-
	Rep	Dealing in securities	2025-04-28	-
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2016-01-04	2016-08-01
	Rep	Dealing in securities	2016-01-04	2016-08-01
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2016-01-04	2016-08-01
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2006-08-16	2009-10-30
	Rep	Dealing in securities	2006-08-16	2009-10-30
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2006-08-16	2009-10-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.