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Wu, Tan Ni (SFC:ANU547) 吳丹妮 SFC Licences and HKMA Registrations (ID 119379)
Wu, Tan Ni (SFC:ANU547) 吳丹妮
SFC ID:
ANU547
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
GOLDMAN SACHS (ASIA) L.L.C.
Rep
Advising on corporate finance
2006-08-21
2007-10-04
Rep
Dealing in securities
2006-08-21
2007-10-04
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.