Personnel Hong Kong SFC License Details (ID 119387)

Personnel Hong Kong SFC License Details (ID 119387)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-04-13	2010-03-29
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-04-13	2010-03-29
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2007-04-10	2010-03-29
	Rep	Advising on securities	2007-04-10	2010-03-29
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2007-04-10	2010-03-29
	Rep	Advising on securities	2007-04-10	2010-03-29
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	Advising on corporate finance	2006-08-17	2007-04-05
	Rep	Advising on securities	2006-08-17	2007-04-05