| CG Partners Asset Management Co., Limited | RO | Advising on securities | 2019-11-28 | 2024-01-31 |
| RO | Asset management | 2019-11-28 | 2024-01-31 |
| CHINA HANYA ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-04-27 | 2019-05-22 |
| RO | Asset management | 2018-04-27 | 2019-05-22 |
| CHINA HANYA SECURITIES LIMITED | RO | Dealing in securities | 2018-01-31 | 2018-03-23 |
| New Harvest Wealth Securities Company Limited | Rep | Advising on securities | 2016-11-29 | 2017-07-10 |
| Rep | Dealing in securities | 2016-11-29 | 2017-07-10 |
| FORMAX SECURITIES LIMITED | RO | Dealing in futures contracts | 2015-08-28 | 2015-09-30 |
| RO | Dealing in securities | 2015-01-20 | 2015-09-30 |
| Rep | Dealing in securities | 2014-12-17 | 2015-01-20 |
| SKYVAST ASSET MANAGEMENT LIMITED | RO | Asset management | 2014-06-09 | 2014-10-10 |
| Rep | Asset management | 2013-05-24 | 2014-06-09 |
| SKYVAST SECURITIES LIMITED | RO | Dealing in futures contracts | 2011-01-18 | 2014-10-10 |
| RO | Dealing in securities | 2011-01-18 | 2014-10-10 |
| ICBC INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2010-06-17 | 2011-01-04 |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2010-06-17 | 2011-01-04 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-07-28 | 2010-06-17 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-28 | 2010-06-17 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2008-03-19 | 2009-07-21 |
| Rep | Dealing in securities | 2008-03-19 | 2009-07-21 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-02-21 | 2008-03-01 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-10-16 | 2008-03-01 |