Personnel Hong Kong SFC License Details (ID 119408)

Personnel Hong Kong SFC License Details (ID 119408)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	RO	Advising on securities	2023-02-16	2023-06-02
	RO	Asset management	2023-02-16	2023-06-02
	Rep	Advising on securities	2023-01-05	2023-02-16
	Rep	Asset management	2023-01-05	2023-02-16
	Rep	Dealing in securities	2023-01-05	2023-06-02
Manulife General Account Investments (HK) Limited	Rep	Advising on securities	2021-06-24	2022-12-31
	Rep	Asset management	2021-06-24	2022-12-31
	Rep	Dealing in securities	2021-06-24	2022-12-31
BLACKSTONE GROUP (HK) LIMITED, THE	Rep	Advising on securities	2010-12-28	2011-06-16
	Rep	Dealing in securities	2010-12-28	2011-06-16
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-09-05	2010-11-24
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2006-08-29	2007-07-19