Personnel Hong Kong SFC License Details (ID 119410)

Personnel Hong Kong SFC License Details (ID 119410)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2007-09-24	2011-08-29
	Rep	Dealing in securities	2007-09-24	2011-08-29
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2007-09-24	2011-08-29
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2006-08-18	2007-08-02
	Rep	Dealing in securities	2006-08-18	2007-08-02
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2006-08-18	2007-08-02