Personnel Hong Kong SFC License Details (ID 119412)

Personnel Hong Kong SFC License Details (ID 119412)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ENDOWUS HK LIMITED	Rep	Advising on securities	2023-05-16	-
	Rep	Asset management	2023-05-16	-
	Rep	Dealing in securities	2023-05-16	-
Kadensa Capital Limited	Rep	Asset management	2016-10-24	2018-03-23
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2013-04-22	2014-02-09
	Rep	Dealing in securities	2013-04-22	2014-02-09
Azentus Capital Management Limited	Rep	Asset management	2011-03-01	2012-11-16
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2008-07-07	2011-01-13
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2006-09-01	2011-01-13