Personnel Hong Kong SFC License Details (ID 119414)

Personnel Hong Kong SFC License Details (ID 119414)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-09-28	2012-06-08
	Rep	Dealing in securities	2011-09-28	2012-06-08
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-06-18	2008-10-21
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-05-23	2008-10-21
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-05-23	2008-10-21
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2006-08-18	2007-04-22