Personnel Hong Kong SFC License Details (ID 119427)

Personnel Hong Kong SFC License Details (ID 119427)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2013-10-31	2016-08-31
	Rep	Dealing in securities	2013-10-31	2016-08-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-09-05	2010-03-10
	Rep	Advising on securities	2008-09-05	2010-03-10
	Rep	Dealing in securities	2008-09-05	2010-03-10
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-09-05	2010-03-10
	Rep	Advising on securities	2008-09-05	2010-03-10
	Rep	Dealing in securities	2008-09-05	2010-03-10
Morgan Stanley Asia Limited	Rep	Advising on securities	2006-08-21	2007-04-02
	Rep	Dealing in securities	2006-08-21	2007-04-02