Personnel Hong Kong SFC License Details (ID 119433)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Advising on securities	2008-02-22	2009-02-27
	Rep	Dealing in securities	2008-01-02	2009-02-27
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-01-02	2009-02-27
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-08-24	2007-03-07
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-08-24	2007-03-07