Personnel Hong Kong SFC License Details (ID 119455)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-05-03	2007-05-19
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-05-03	2007-05-19
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2007-01-09	2007-01-19
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2007-01-09	2007-01-19
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2006-08-29	2007-01-19