Personnel Hong Kong SFC License Details (ID 119464)

Personnel Hong Kong SFC License Details (ID 119464)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Target Securities International Limited	Rep	Advising on securities	2019-06-04	2020-11-30
	Rep	Asset management	2019-06-04	2020-11-30
CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2017-11-15	2018-01-19
	Rep	Asset management	2017-11-15	2018-01-19
	Rep	Dealing in securities	2017-11-15	2018-01-19
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on corporate finance	2008-02-04	2008-04-22
	Rep	Advising on securities	2008-02-04	2008-04-22
	Rep	Dealing in securities	2008-02-04	2008-04-22
Neutral Financial Holding Company Limited	Rep	Advising on corporate finance	2007-01-19	2008-01-08
	Rep	Dealing in securities	2007-01-19	2008-01-08