Personnel Hong Kong SFC License Details (ID 119467)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2015-06-25	2017-05-07
	Rep	Dealing in securities	2014-07-15	2017-05-07
PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED	Rep	Dealing in securities	2014-02-24	2015-08-10
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-18	2011-01-26
	Rep	Advising on securities	2006-10-16	2010-06-18