Personnel Hong Kong SFC License Details (ID 119487)

Personnel Hong Kong SFC License Details (ID 119487)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Renaissance Securities (Hong Kong) Limited	RO	Advising on corporate finance	2026-09-09	-
	RO	Advising on securities	2026-09-09	-
	RO	Dealing in securities	2026-09-09	-
	Rep	Advising on corporate finance	2021-08-17	2026-09-09
	Rep	Advising on securities	2021-08-17	2026-09-09
	Rep	Dealing in securities	2021-08-17	2026-09-09
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2013-07-04	2017-09-16
	Rep	Advising on securities	2013-07-04	2017-09-16
	Rep	Dealing in securities	2013-07-04	2017-09-16
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-01-13	2013-03-28
	Rep	Advising on securities	2012-01-13	2013-03-28
	Rep	Dealing in securities	2012-01-13	2013-03-28
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2006-08-25	2011-06-17
	Rep	Advising on securities	2006-08-25	2011-06-17
	Rep	Dealing in securities	2006-08-25	2011-06-17