| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Phecda Capital Management Limited | RO | Asset management | 2019-04-29 | - |
| Superfund Financial (Hong Kong) Limited | Rep | Advising on securities | 2009-07-21 | 2010-04-12 |
| Rep | Dealing in securities | 2009-07-21 | 2010-04-12 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-10-22 | 2008-11-21 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-09-24 | 2008-11-21 |
| SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-02-16 | 2007-08-16 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2006-08-29 | 2007-01-20 |
| Rep | Dealing in securities | 2006-08-29 | 2007-01-20 |
No HKMA registrations in the collected records.