| Springboard Capital Limited | RO | Advising on securities | 2022-11-16 | - |
| RO | Asset management | 2022-11-16 | - |
| Rep | Advising on securities | 2022-10-03 | 2022-11-16 |
| Rep | Asset management | 2022-10-03 | 2022-11-16 |
| Gary Cheng Securities Limited | RO | Advising on securities | 2021-12-23 | 2022-07-05 |
| RO | Dealing in securities | 2021-12-23 | 2022-07-05 |
| GCG Asset Management Limited | RO | Asset management | 2021-12-23 | 2022-07-05 |
| Gary Cheng Securities Limited | Rep | Advising on securities | 2021-11-05 | 2021-12-23 |
| Rep | Dealing in securities | 2021-11-05 | 2021-12-23 |
| Seazen Resources Asset Management Limited | RO | Advising on securities | 2020-01-21 | 2021-08-25 |
| RO | Asset management | 2020-01-21 | 2021-08-25 |
| RO | Dealing in securities | 2020-01-21 | 2021-08-25 |
| Seazen Resources Securities Limited | RO | Dealing in securities | 2020-01-21 | 2020-03-13 |
| Seazen Resources Asset Management Limited | Rep | Advising on securities | 2019-11-13 | 2020-01-21 |
| Rep | Asset management | 2019-11-13 | 2020-01-21 |
| Rep | Dealing in securities | 2019-11-13 | 2020-01-21 |
| Seazen Resources Securities Limited | Rep | Dealing in securities | 2019-11-13 | 2020-01-21 |
| RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED | RO | Advising on securities | 2018-09-19 | 2019-11-11 |
| RO | Asset management | 2018-09-19 | 2019-11-11 |
| Rep | Asset management | 2018-09-18 | 2018-09-19 |
| JAKOTA ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-12-06 | 2018-09-14 |
| GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in futures contracts | 2016-03-29 | 2017-07-31 |
| Rep | Dealing in securities | 2015-11-10 | 2017-07-31 |
| SMART GRANDLY ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2015-02-12 | 2017-07-31 |
| RO | Asset management | 2015-02-12 | 2017-07-31 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2013-06-26 | 2014-06-15 |
| Rep | Dealing in securities | 2013-06-26 | 2014-06-15 |
| FUBON SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-12-10 | 2013-06-08 |
| STAND RICH ASSET MANAGEMENT LIMITED | RO | Asset management | 2011-11-08 | 2012-09-28 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-06-01 | 2011-03-28 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2006-08-31 | 2011-03-28 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-08-31 | 2011-03-28 |