Personnel Hong Kong SFC License Details (ID 119522)

Personnel Hong Kong SFC License Details (ID 119522)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	RO	Advising on futures contracts	2008-12-01	2009-08-01
	RO	Advising on securities	2008-12-01	2009-08-01
	RO	Asset management	2008-12-01	2009-08-01
	RO	Dealing in futures contracts	2008-12-01	2009-08-01
	RO	Dealing in securities	2008-12-01	2009-08-01
	Rep	Asset management	2007-02-07	2008-12-01
	Rep	Dealing in futures contracts	2007-02-07	2008-12-01
	Rep	Dealing in securities	2007-02-07	2008-12-01
Allianz Global Investors Hong Kong Limited	Rep	Asset management	2006-09-20	2009-08-01
	Rep	Dealing in securities	2006-09-20	2009-08-01