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Harris, James Eric Martin Hong Kong SFC License Details (ID 119535)
Harris, James Eric Martin
SFC ID:
ANW807
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Citigroup Global Markets Asia Limited
Rep
Dealing in securities
2006-09-04
2006-09-17
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED
Rep
Dealing in securities
2006-09-04
2006-09-17