Personnel Hong Kong SFC License Details (ID 119538)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	RO	Advising on securities	2016-06-06	2017-10-03
	Rep	Advising on securities	2016-04-06	2016-06-06
	Rep	Dealing in securities	2016-04-06	2017-10-03
TC Investment Management (Asia) Limited	Rep	Advising on securities	2014-05-30	2015-10-30
	Rep	Dealing in securities	2014-05-30	2015-10-30
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2008-05-06	2011-06-06