Personnel Hong Kong SFC License Details (ID 119553)

Personnel Hong Kong SFC License Details (ID 119553)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CIS SECURITIES ASSET MANAGEMENT LIMITED	RO	Asset management	2019-03-01	2025-02-28
	RO	Dealing in futures contracts	2017-10-06	2025-02-28
	RO	Advising on securities	2016-12-13	2025-02-28
	RO	Dealing in securities	2016-12-13	2025-02-28
	Rep	Asset management	2016-01-21	2017-04-26
	Rep	Dealing in futures contracts	2016-01-21	2017-04-26
	Rep	Dealing in futures contracts	2014-03-20	2014-09-20
	Rep	Advising on securities	2013-09-09	2016-12-13
	Rep	Dealing in securities	2013-09-09	2016-12-13
OnePlatform Asset Management Limited	Rep	Dealing in securities	2007-10-27	2010-09-30
	Rep	Advising on securities	2006-10-18	2010-06-18