Personnel Hong Kong SFC License Details (ID 119562)

Personnel Hong Kong SFC License Details (ID 119562)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SILVERHORN INVESTMENT ADVISORS LIMITED	RO	Advising on securities	2022-09-26	2022-12-16
	RO	Asset management	2022-09-26	2022-12-16
	RO	Dealing in securities	2022-09-26	2022-12-16
	Rep	Advising on securities	2022-08-09	2022-09-26
	Rep	Asset management	2022-08-09	2022-09-26
	Rep	Dealing in securities	2022-08-09	2022-09-26
Neuberger Berman Asia Limited	Rep	Advising on securities	2008-12-18	2009-03-10
	Rep	Dealing in securities	2008-12-18	2009-03-10
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2006-09-06	2008-11-22
	Rep	Dealing in securities	2006-09-06	2008-11-22