| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2022-06-28 | 2025-02-20 |
| Rep | Advising on futures contracts | 2020-01-16 | 2020-05-04 |
| Rep | Dealing in futures contracts | 2020-01-16 | 2020-05-04 |
| RO | Advising on futures contracts | 2014-01-27 | 2020-01-16 |
| RO | Dealing in futures contracts | 2014-01-27 | 2020-01-16 |
| Rep | Advising on futures contracts | 2012-08-03 | 2014-01-27 |
| Rep | Dealing in futures contracts | 2012-08-03 | 2014-01-27 |
| Rep | Advising on futures contracts | 2006-09-08 | 2010-09-17 |
| Rep | Advising on securities | 2006-09-08 | 2010-09-17 |
| Rep | Dealing in futures contracts | 2006-09-08 | 2010-09-17 |
| Rep | Dealing in securities | 2006-09-08 | 2010-09-17 |