Personnel SFC Licences and HKMA Registrations (ID 119570)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MAN INVESTMENTS (HONG KONG) LIMITED	RO	Advising on securities	2023-10-03	-
	RO	Asset management	2023-10-03	-
	RO	Dealing in securities	2023-10-03	-
GLG Partners Hong Kong Limited	RO	Advising on securities	2023-08-16	2023-10-02
	RO	Asset management	2023-08-16	2023-10-02
	RO	Dealing in securities	2023-08-16	2023-10-02
	Rep	Advising on securities	2020-09-15	2023-08-16
	Rep	Asset management	2020-09-15	2023-08-16
	Rep	Dealing in securities	2020-09-15	2023-08-16
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2014-12-03	2020-06-22
	Rep	Asset management	2014-12-03	2020-06-22
	Rep	Dealing in securities	2014-12-03	2020-06-22
Jefferies Hong Kong Limited	Rep	Advising on securities	2012-02-13	2014-11-14
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2010-03-19	2010-04-19
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2006-09-20	2007-06-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.