| UBS SECURITIES ASIA LIMITED | RO | Dealing in securities | 2010-10-18 | 2011-06-20 |
| Rep | Dealing in securities | 2010-07-02 | 2010-10-18 |
| Rep | Dealing in futures contracts | 2010-07-02 | 2011-06-20 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-12-10 | 2010-02-27 |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | Dealing in securities | 2008-07-11 | 2010-02-27 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2008-07-11 | 2008-12-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-09-22 | 2008-07-11 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-09-22 | 2008-07-11 |