| EverShine International Securities Limited | RO | Dealing in securities | 2018-10-03 | 2025-02-10 |
| UNI-CENTURY INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-10-03 | - |
| RO | Asset management | 2018-10-03 | - |
| CHINA HANYA ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2015-12-02 | 2016-11-25 |
| RO | Asset management | 2015-12-02 | 2016-11-25 |
| iBest Consultants Limited | RO | Advising on securities | 2014-02-10 | 2015-03-07 |
| RO | Dealing in securities | 2014-02-10 | 2015-03-07 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2014-02-05 | 2015-03-07 |
| iBest Consultants Limited | Rep | Asset management | 2014-02-05 | 2015-03-07 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-10-29 | 2015-03-07 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2013-10-29 | 2015-03-07 |
| Rep | Dealing in securities | 2013-10-29 | 2015-03-07 |
| iBest Consultants Limited | Rep | Advising on securities | 2013-09-23 | 2014-02-10 |
| Rep | Dealing in securities | 2013-09-23 | 2014-02-10 |
| Rep | Dealing in futures contracts | 2013-09-23 | 2015-03-07 |
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2009-04-24 | 2010-02-17 |
| Rep | Dealing in securities | 2009-03-25 | 2010-02-17 |
| FT Securities Limited | Rep | Advising on futures contracts | 2006-09-13 | 2009-02-01 |
| Rep | Dealing in futures contracts | 2006-09-13 | 2009-02-01 |
| Rep | Dealing in securities | 2006-09-13 | 2009-02-01 |