Personnel Hong Kong SFC License Details (ID 119643)

Personnel Hong Kong SFC License Details (ID 119643)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2024-06-24	-
Taiping Securities (HK) Co Limited	Rep	Dealing in securities	2021-08-27	2024-06-01
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2017-06-06	2021-04-30
HUAJIN FUTURES (INTERNATIONAL) LIMITED	Rep	Dealing in futures contracts	2015-12-21	2017-05-23
HUAJIN SECURITIES (INTERNATIONAL) LIMITED	Rep	Dealing in securities	2015-12-21	2017-05-23
Nerico Brothers Limited (HK)	Rep	Leveraged foreign exchange trading	2015-09-25	2015-12-09
	Rep	Dealing in securities	2015-07-15	2015-12-09
OnePlatform Asset Management Limited	Rep	Advising on securities	2006-11-03	2007-12-01