Chan, Conrad Kwok Hei 陳國熙

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RED CLIFF ASSET MANAGEMENT LIMITED	RO	Asset management	2023-07-24	-
Phalanx Capital Management Hong Kong Limited	Rep	Asset management	2010-08-06	2012-07-20
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2007-11-05	2009-06-16
	Rep	Dealing in futures contracts	2007-11-05	2009-06-16
	Rep	Advising on securities	2006-09-15	2009-06-16
	Rep	Dealing in securities	2006-09-15	2009-06-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RED CLIFF ASSET MANAGEMENT LIMITED	RO	Asset management	2023-07-24	-
Phalanx Capital Management Hong Kong Limited	Rep	Asset management	2010-08-06	2012-07-20
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2007-11-05	2009-06-16
	Rep	Dealing in futures contracts	2007-11-05	2009-06-16
	Rep	Advising on securities	2006-09-15	2009-06-16
	Rep	Dealing in securities	2006-09-15	2009-06-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.