Wong, Karstan Ka Kim 黃家儉

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2015-10-13	2016-10-27
	Rep	Dealing in securities	2015-10-13	2016-10-27
	Rep	Advising on securities	2013-07-25	2013-12-31
	Rep	Dealing in securities	2013-07-25	2013-12-31
Sheng Yuan Sino Asset Management Limited	Rep	Asset management	2007-03-02	2010-11-10
	Rep	Advising on securities	2006-11-09	2010-11-10

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2015-10-13	2016-10-27
	Rep	Dealing in securities	2015-10-13	2016-10-27
	Rep	Advising on securities	2013-07-25	2013-12-31
	Rep	Dealing in securities	2013-07-25	2013-12-31
Sheng Yuan Sino Asset Management Limited	Rep	Asset management	2007-03-02	2010-11-10
	Rep	Advising on securities	2006-11-09	2010-11-10