Lee, Mandy Man Kuen 李敏娟 SFC Licences and HKMA Registrations (ID 119724)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Brookfield Advisors (Hong Kong) Limited	Rep	Advising on securities	2024-08-08	-
	Rep	Dealing in securities	2024-08-08	-
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2011-11-15	2012-07-11
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2008-08-11	2009-09-18
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Dealing in securities	2006-09-25	2009-04-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.