Personnel Hong Kong SFC License Details (ID 11973)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	RO	Advising on corporate finance	2005-09-17	2006-06-28
Friedmann Pacific Asset Management (Hong Kong) Limited	RO	Advising on securities	-	2015-03-04
	RO	Asset management	-	2015-03-04