Personnel Hong Kong SFC License Details (ID 119747)

Personnel Hong Kong SFC License Details (ID 119747)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mako Hong Kong Limited	RO	Dealing in futures contracts	2020-01-24	2022-03-31
	RO	Dealing in securities	2020-01-24	2022-03-31
FORMAX ASSET MANAGEMENT LIMITED	Rep	Asset management	2014-06-17	2018-05-02
CITIC Securities Asset Management (HK) Limited	Rep	Advising on securities	2013-05-15	2014-05-01
	Rep	Asset management	2013-05-15	2014-05-01
Liquid Capital Markets Hong Kong Limited	RO	Dealing in futures contracts	2012-01-12	2013-02-28
	RO	Dealing in securities	2012-01-12	2013-02-28
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2006-09-25	2008-10-31
	Rep	Dealing in futures contracts	2006-09-25	2008-10-31
	Rep	Dealing in securities	2006-09-25	2008-10-31